Spartan Securities Group, Ltd. is a privately-held, full service investment banking firm with a dedicated team of professionals serving the needs of emerging growth companies. By leveraging our accumulated knowledge and experience, we are able to deliver innovative financial solutions and advisory services including capital formation, corporate finance, institutional sales and trading, and wealth management. The principal focus that we have built our company upon is our relationships – more than an advisor, we aim to be an essential long-term partner with each client we serve.

  

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As a member of the Securities Investor Protection Corporation (SIPC) funds are available to meet customer claims up to a maximum of $500,000 in cash and securities with a $100,000 cash maximum. Additionally, our clearing firm holds Excess SIPC Insurance of $200,000,000 in the aggregate, over all customer accounts, subject to a maximum limit of $900,000 per Customer in respect to cash. This "Excess SIPC" protection is in addition to the protection provided by the Securities and Investors Protection Act, which is administered by SIPC and is subject to certain conditions and limitations, details of which are available upon request. Note SIPC and Excess SIPC provide coverage against loss of securities and cash, not against market depreciation, fluctuation in market value of your securities or a trading loss.