Account Forms
 New Account Form

Supplementary Account Forms
 Margin Agreement
Corporate Agreement
Limited Liability Company Agreement
Partnership Agreement
IRA Agreement (Traditional, Rollover, Roth, SEP)
Joint Agreement (Tenants In Common)
Joint Agreement (With Rights of Survivorship)
W-8

Account Transfer Forms
 ACAT Form

144 Forms
 Form 144
 Form 144(k) Seller's Representation
Seller's Representation Letter
 Stock/Bond Power

Miscellaneous Forms
 Wire Request Forms
 Check Request Form
 Penny Stock Disclosure/Authorization Form
 Penny Stock Trade Authorization

 

Copyright 2006 © Spartan Securities Group Ltd., All rights reserved
As a member of the Securities Investor Protection Corporation (SIPC) funds are available to meet customer claims up to a maximum of $500,000 in cash and securities with a $100,000 cash maximum. Additionally, our clearing firm holds Excess SIPC Insurance of $200,000,000 in the aggregate, over all customer accounts, subject to a maximum limit of $900,000 per Customer in respect to cash. This "Excess SIPC" protection is in addition to the protection provided by the Securities and Investors Protection Act, which is administered by SIPC and is subject to certain conditions and limitations, details of which are available upon request. Note SIPC and Excess SIPC provide coverage against loss of securities and cash, not against market depreciation, fluctuation in market value of your securities or a trading loss.