Filing a 15c211 requires more than simply sending a form to the FINRA. Current regulations require the broker-dealer submitting a Form 211 to gather, analyze and maintain current financial and operational information relating to the issuing company. The process is an interactive one with FINRA, and requires a significant time commitment on part of both the broker-dealing submitting the 211 and the issuer wishing to become quoted.

Spartan Securities works diligently with its client companies to obtain a symbol and quote in the most timely and efficient manner. Our staff knows the process, and we would welcome the opportunity to assist you and your organization in its listing process.

Please feel free to contact us at your earliest convenience to discuss how we can help:

Micah Eldred